Form D · Other

REGAL RESOURCES INC

Vancouver, A1 · CIK 0001513029

Offering snapshot reported Apr 7, 2011 · SEC filing

Reported sold
$636K
Offering amount: $1.65M
Investors reported
22
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 16, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$318K$636KApr 4, 2011: $625,749.00Apr 4, 2011Apr 7, 2011: $635,548.00Apr 7, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$625,749 → $635,548

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2011Amendment$635,548$9,799vs Apr 4, 201122SEC filing
Apr 4, 2011Initial$625,749No comparison22SEC filing
Feb 14, 2011Initial$175,175No comparison1SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$37.4K
Finders' fees
$0
Form D file number
021-157758
13(a) represents the price of the Units (2,521,264 Units @ C$0.25), plus the aggregate exercise price of the Warrants forming part of the Units (2,521,264 Warrants @ C$0.40), converted at C$1.00=US$1.0083. No guarantee the warrants will be exercised.
represents aggregate cash payment of 7% on US$534,718 sold. In addition, 148,488 agent warrants exercisable at C$0.40 per share were granted. There is no guarantee the warrants will be exercised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CASIMIR CAPITAL LP105061
LAIDLAW & COMPANY (UK) LTD.119037

Source: Form D, filed Apr 7, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert W Anderson Executive
Fred Baker Director, Executive
Drew N Brass Executive
Harvey Dick Director, Executive
Paul H Johnson Director
Richard Kern Director
Kari Player Executive
Gregory Michael Thomas Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
203 2780 Granville Street
Vancouver, A1, V6H 3T3