Form D · Oil and Gas
REGAL PIERCE #1 JOINT VENTURE
Plano, TX · CIK 0001548772
Offering snapshot reported Jun 28, 2013 · SEC filing
- Reported sold
- $3.2M Offering amount: $4.05M
- Investors reported
- 73 Form D · investor count
- Minimum accepted
- $21.1K Reported outside-investor minimum
- First sale
- Sep 26, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,633,862 → $3,202,777
- Reported investors65 → 73
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 28, 2013 | Amendment | $3,202,777 | $568,915vs Jun 18, 2013 | 73 | SEC filing |
| Jun 18, 2013 | Amendment | $2,633,862 | $105,354vs Jun 12, 2013 | 65 | SEC filing |
| Jun 12, 2013 | Amendment | $2,528,508 | $337,135vs May 28, 2013 | 62 | SEC filing |
| May 28, 2013 | Amendment | $2,191,373 | $42,141vs May 22, 2013 | 56 | SEC filing |
| May 22, 2013 | Amendment | $2,149,232 | $273,922vs May 10, 2013 | 56 | SEC filing |
| May 10, 2013 | Amendment | $1,875,310 | $105,355vs Apr 24, 2013 | 50 | SEC filing |
| Apr 24, 2013 | Amendment | $1,769,955 | $63,212vs Apr 11, 2013 | 46 | SEC filing |
| Apr 11, 2013 | Amendment | $1,706,743 | $42,142vs Apr 2, 2013 | 43 | SEC filing |
| Apr 2, 2013 | Amendment | $1,664,601 | $716,411vs Mar 12, 2013 | 41 | SEC filing |
| Mar 12, 2013 | Amendment | $948,190 | $147,496vs Mar 4, 2013 | 28 | SEC filing |
| Mar 4, 2013 | Amendment | $800,694 | $463,560vs Jan 23, 2013 | 24 | SEC filing |
| Jan 23, 2013 | Amendment | $337,134 | $63,212vs Dec 3, 2012 | 12 | SEC filing |
| Dec 3, 2012 | Amendment | $273,922 | $63,213vs Oct 16, 2012 | 10 | SEC filing |
| Oct 16, 2012 | Amendment | $210,709 | $126,425vs Oct 5, 2012 | 8 | SEC filing |
| Oct 5, 2012 | Amendment | $84,284 | No comparison | 4 | SEC filing |
| May 9, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $485K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-177923
JOINT VENTURE INTERESTS
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RED RIVER SECURITIES, LLC | 149860 | RED RIVER SECURITIES, LLC · CRD 149860 |
Source: Form D, filed Jun 28, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Terry Gray | Executive |
| Brian Hardwick | Executive |
| Regal Energy, Llc Regal Energy, Llc | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
5601 Democracy Drive, Suite 215
Plano, TX, 75024
Plano, TX, 75024