Form D · Commercial Banking
REGAL FINANCIAL BANCORP INC
Seattle, WA · CIK 0001437629
Offering snapshot reported Aug 24, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $12M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Feb 16, 2011 | Amendment | $4,657,054 | No comparison | 30 | SEC filing |
| May 4, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Dec 30, 2009 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Oct 27, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $600K (estimated)
- Form D file number
- 021-164895
Source: Form D, filed Aug 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lawrence W. Blackett | Director |
| Andy C.F. Chen | Director |
| Stanley H. Dickison | Director |
| Chuck Foisie | Executive |
| William A. Glassford | Executive |
| Micki C. Greer | Executive |
| Randy C. James | Director, Executive |
| Douglas R. Kemper | Executive |
| Omar Lee | Director |
| Henry Liebman | Director |
| Hank S. Lo | Director |
| Rodger May | Director |
| Basant Singh | Director, Executive |
| Jesse T. Tam | Director, Executive |
| Kathleen P. Wilcox | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
925 Fourth Avenue Suite 100
Seattle, WA, 98104
Seattle, WA, 98104