Form D · Commercial Banking
Regal Bancorp, Inc.
Livingston, NJ · CIK 0001710554
Offering snapshot reported Jun 28, 2017 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 21, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 28, 2017 | Initial | $10,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K
- Finders' fees
- $0
- Form D file number
- 021-289594
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ambassador Financial Group | 143093 |
Source: Form D, filed Jun 28, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathleen M. Anderson | Director |
| Francis E. Cangemi | Director |
| Michael Gagliardi | Director |
| Andrew Gellert | Director |
| Thomas Lupo | Director, Executive |
| Vincent Maglio | Director |
| Arthur J. Mirante Iii | Director |
| David M. Orbach | Director |
| Kenneth Pasternak | Director |
| Peter Schoberl | Director |
| Daniel M. Tower | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
570 West Mount Pleasant Avenue
Livingston, NJ, 07039
Livingston, NJ, 07039