Form D · Biotechnology
Regado Biosciences Inc
Basking Ridge, NJ · CIK 0001311596
Offering snapshot reported Feb 25, 2014 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 5, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 25, 2014 | Initial | $20,000,000 | No comparison | 15 | SEC filing |
| Jan 17, 2013 | Initial | $22,634,958 | No comparison | 8 | SEC filing |
| May 21, 2012 | Initial | $6,780,540 | No comparison | 6 | SEC filing |
| Jul 1, 2011 | Initial | $11,599,999 | No comparison | 8 | SEC filing |
| Jul 1, 2011 | Amendment | $40,000,000 | $25,450,833vs Jan 5, 2010 | 8 | SEC filing |
| Jun 30, 2011 | Amendment | $26,149,167 | $11,600,000vs Jan 5, 2010 | 8 | SEC filing |
| Jan 5, 2010 | Initial | $14,549,167 | No comparison | 8 | SEC filing |
| Aug 8, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.2M
- Finders' fees
- $0
- Form D file number
- 021-212433
Placement Agent fees equal to 6% of gross proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cowen and Company, LLC | 7616 | |
| BMO Capital Markets Corp. | 16686 |
Source: Form D, filed Feb 25, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| B. Jefferson Clark | Director |
| Jeff Clark | Director |
| Chris Courts | Executive |
| Anton Gopka | Director |
| Pierre Legault | Director |
| David J. Mazzo | Director, Executive |
| Michael Mendelsohn | Director |
| Michael Metzger | Executive |
| P. Sherrill Neff | Director |
| Dennis J. Podlesak | Director |
| Jesse Treu | Director |
| Raphael Wishiewski | Director |
| Raphael Wisniewski | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
120 Mountain View Boulevard
Basking Ridge, NJ, 07920
Basking Ridge, NJ, 07920