Form D · Hedge Fund

Ref Global SPLO, L.P.

Greenwich, CT · CIK 0001727880

Offering snapshot reported Apr 9, 2020 · SEC filing

Reported sold: $6M
Investors reported: 1
Minimum accepted: $5M
First sale: Mar 15, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 9, 2020	Amendment	$6,000,000	$0vs Apr 11, 2019	1	SEC filing
Apr 11, 2019	Amendment	$6,000,000	$0vs Jan 22, 2019	1	SEC filing
Jan 22, 2019	Amendment	$6,000,000	No comparison	1	SEC filing
Jan 19, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-303686

Includes all amounts sold by the issuer, whether pursuant to SEC Regulation D or Regulation S.

Includes only sales commissions and finders' fees expenses paid by the issuer, if any.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
AQR Investments, LLC	289244

Source: Form D, filed Apr 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REF GLOBAL SPLO, L.P.

Investment adviser: AQR CAPITAL MANAGEMENT, LLC

Gross asset value: $6.52M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Feb 26, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1500116 · Feb 26, 2021 · Schedule D 7.B.(1), fund 805-8924679309

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Management, Llc Aqr Capital	Executive
Management Ii, Llc Aqr Capital	Promoter
N/A Aqr Capital Management Ii, Llc	Promoter
N/A Aqr Capital Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Aqr Capital Management, Llc Two Greenwich Plaza
Greenwich, CT, 06830