Form D · Other Investment Fund

REDWOOD FUND LP

Calabasas, CA · CIK 0001102024

Offering snapshot reported Oct 26, 2018 · SEC filing

Reported sold: $2.96M
Investors reported: 18
Minimum accepted: $5K
First sale: Jun 20, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,923,400 → $2,958,400
Reported investors16 → 18

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 26, 2018	Amendment	$2,958,400	$35,000vs Oct 27, 2017	18	SEC filing
Oct 27, 2017	Amendment	$2,923,400	$155,000vs Oct 28, 2016	16	SEC filing
Oct 28, 2016	Amendment	$2,768,400	$2,388,400vs Jul 3, 2014	10	SEC filing
Jul 3, 2014	Amendment	$380,000	No comparison	1	SEC filing
Nov 21, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-206806

Source: Form D, filed Oct 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REDWOOD FUND LP

Investment adviser: LADYFACE CAPITAL, LLC

Gross asset value: $15M
Beneficial owners: 16
ADV minimum commitment: $250K

Reported in Form ADV on Mar 12, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PANOPTIC FUND ADMINISTRATION, LLC LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States

Custodian COR CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, LLP
PCAOB 410

COR CLEARING LLC
SEC 8-53595

Filing source

Form ADV 1286775 · Mar 12, 2019 · Schedule D 7.B.(1), fund 805-1139034757

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Nagle T James	Director
Ron W Levy	Executive
Kevin C Mc Glynn	Director
Michael A Poutre	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5023 N. Calabasas Parkway
Calabasas, CA, 91302