Form D · Other Investment Fund

Redwood Alternative Finance Fund

New York, NY · CIK 0001966466

Offering snapshot reported May 28, 2024 · SEC filing

Reported sold
$44M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 6, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 28, 2024Amendment$44,033,229No comparison1SEC filing
Mar 2, 2023InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$130K (estimated)
Finders' fees
$0
Form D file number
021-474676
The Issuer will pay SMBC Trust Bank Ltd. a distribution fee based on a certain percentage of the Issuer's capital account balance in NBSF Redwood Fund LP, the master fund in which the Issuer will invest indirectly through one or more entities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Neuberger Berman BD LLC2908
SMBC Trust Bank Ltd.None

Source: Form D, filed May 28, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Kupperman Executive
Jeff Majit Executive
N/A Nb Alternatives Advisers Llc Promoter
Samuel Porat Executive
Peter Sterling Executive
Anthony Tutrone Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas 42 Nd Floor
New York, NY, 10104