Form D · Other Investment Fund

REDI Core Rated Note Series 3, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1

Chicago, IL · CIK 0002100102

Offering snapshot reported Dec 15, 2025 · SEC filing

Reported sold: $50M
Investors reported: 1
Minimum accepted: $650K
First sale: Oct 30, 2025

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 15, 2025	Initial	$50,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-566726

These reflect amounts in US Dollars converted from Japanese Yen based on current exchange rates and, as such, are approximate in nature.

Pursuant to a placement agent agreement, Shizugin shall be entitled to receive a quarterly success fee equal to 1.25 basis points of net asset value of Series Trust 3 attributable to introduced, eligible investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Shizugin TM Securities Co., Limited	None

Source: Form D, filed Dec 15, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph Amato	Director
Ashok Bhatia	Director
Kenneth De Regt	Director
Douglas Kramer	Director
Stephen Wright	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 South Lasalle Street Suite 2400
Chicago, IL, 60603