Form D · Private Equity Fund

Redbrick OZ Fund LLC

Washington, DC · CIK 0001901990

Offering snapshot reported Apr 21, 2022 · SEC filing

Reported sold
$114M
Indefinite offering
Investors reported
120
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 10, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.2M$114MDec 30, 2021: $89,750,000.00Dec 30, 2021Feb 8, 2022: $102,506,940.00Feb 8, 2022Apr 21, 2022: $114,359,940.00Apr 21, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$102,506,940 → $114,359,940
  • Reported investors111 → 120

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2022Amendment$114,359,940$11,853,000vs Feb 8, 2022120SEC filing
Feb 8, 2022Amendment$102,506,940$12,756,940vs Dec 30, 2021111SEC filing
Dec 30, 2021Initial$89,750,000No comparison86SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$5.5M (estimated)
Finders' fees
$0
Form D file number
021-427492
The estimate includes amounts which may be payable in the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Securities LLC7654UBS Securities LLC · CRD 7654
Trisha Annette Miller1571355Foreside Fund Services, LLC · CRD 46106
Lori Danese Perro5105781Foreside Fund Services, LLC · CRD 46106
Jacob B. Block2777542Foreside Fund Services, LLC · CRD 46106
Raymond Joseph Desantis3087028Foreside Fund Services, LLC · CRD 46106
Eric Ross Gielow4639973Foreside Fund Services, LLC · CRD 46106

Source: Form D, filed Apr 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Louis Dubin Executive
William Passmore Executive
Thomas Skinner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1627 I Street Nw, Suite 920
Washington, DC, 20006