Form D · Venture Capital Fund
Red Swan Expo Investors, LLC
New York, NY · CIK 0001971736
Offering snapshot reported Apr 10, 2023 · SEC filing
- Reported sold
- $1.5M Offering amount: $1.5M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 21, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 10, 2023 | Initial | $1,500,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-478373
Source: Form D, filed Apr 10, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RED SWAN EXPO INVESTORS, LLC
Investment adviser: RED SWAN VENTURES MANAGEMENT, LLC
- Gross asset value
- $1.5M
- Beneficial owners
- 12
- ADV minimum commitment
- $0
Reported in Form ADV on Jun 12, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK
LEI L9VVX1KT5TFTKS0MLF66
Filing source
Form ADV 2112958 · Jun 12, 2026 · Schedule D 7.B.(1), fund 805-1579011657
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip Sanderson Cass | Executive |
| Andy Dunn | Executive |
| N/A Red Swan Ventures Gp Iv, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10128