Form D · Hedge Fund

RED ROCK FUND LP

Memphis, TN · CIK 0001306419

Offering snapshot reported Mar 22, 2013 · SEC filing

Reported sold
$9.49M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 14, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5M$9.99MMar 11, 2010: $8,991,000.00Mar 11, 2010Mar 11, 2011: $9,991,000.00Mar 11, 2011Mar 15, 2012: $9,991,000.00Mar 15, 2012Mar 22, 2013: $9,491,000.00Mar 22, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,991,000 → $9,491,000
  • Reported investors22 → 20

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2013Amendment$9,491,000-$500,000vs Mar 15, 201220SEC filing
Mar 15, 2012Amendment$9,991,000$0vs Mar 11, 201122SEC filing
Mar 11, 2011Amendment$9,991,000$1,000,000vs Mar 11, 201022SEC filing
Mar 11, 2010Amendment$8,991,000No comparison22SEC filing
Apr 20, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-70310
amounts and investors net of withdrawals

Source: Form D, filed Mar 22, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RED ROCK FUND, LP

Investment adviser: RELIANT INVESTMENT MANAGEMENT, LLC

Gross asset value
$4.37M
Beneficial owners
14
ADV minimum commitment
$1M

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS BELLEVUE, Washington, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor JOSEPH DECOSIMO & COMPANY, PLLC CHATTANOOGA, Tennessee, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1077337 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-4452562176

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
W. Neal Mc Atee Director, Executive, Promoter
None Red Rock Partners, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4728 Spottswood Avenue, #222
Memphis, TN, 38117