Form D · Other Investment Fund

Red Oak Institutional Founders Long Fund, LP

Boca Raton, FL · CIK 0001659711

Offering snapshot reported Aug 25, 2020 · SEC filing

Reported sold
$35M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.5M$35MDec 16, 2015: $20,000,000.00Dec 16, 2015Aug 25, 2020: $35,000,000.00Aug 25, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,000,000 → $35,000,000
  • Minimum accepted$0 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 25, 2020Amendment$35,000,000$15,000,000vs Dec 16, 20151SEC filing
Dec 16, 2015Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-253227

Source: Form D, filed Aug 25, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE RED OAK INSTITUTIONAL FOUNDERS LONG FUND, LP

Investment adviser: RED OAK PARTNERS, LLC

Gross asset value
$2.73M
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on May 15, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS PRIVATE FUND SOLUTIONS, LLC ELKHORN, Nebraska, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHIE, MAY & CO. ENGLEWOOD, Colorado, United States
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHIE, MAY & CO.
PCAOB 673

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1762481 · May 15, 2023 · Schedule D 7.B.(1), fund 805-1098782764

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adrian Pertierra Executive
N/A Red Oak Capital Partners, Llc Promoter
N/A Red Oak Partners Llc Promoter
David Sanberg Executive
Anthony Snow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
95 S. Federal Hwy Suite 201
Boca Raton, FL, 33432