Form D · Oil and Gas
Recon Technology, Ltd
Beijing, F4 · CIK 0001442620
Offering snapshot reported Mar 27, 2023 · SEC filing
- Reported sold
- $8M Offering amount: $8M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 15, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 27, 2023 | Initial | $8,002,000 | No comparison | 8 | SEC filing |
| Jun 23, 2021 | Initial | $54,971,996 | No comparison | 10 | SEC filing |
| Feb 4, 2021 | Initial | $6,485,000 | No comparison | 7 | SEC filing |
| Jul 21, 2020 | Initial | $2,050,002 | No comparison | 4 | SEC filing |
| Jul 21, 2020 | Initial | $2,100,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $560K
- Finders' fees
- $0
- Form D file number
- 021-477020
Total proceeds received from public offering of shares and pre-funded warrants and concurrent private offering of warrants.
Placement agent received a fee of 7% of the gross proceeds from the offering of shares and warrants and reimbursement of $50,000 in expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 120708 |
Source: Form D, filed Mar 27, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Yongquan Bi | Director |
| Guangqiang Chen | Director, Executive |
| Yonggang Duan | Director |
| Jijun Hu | Director |
| Jia Liu | Director, Executive |
| Nelson N.S. Wong | Director |
| Shenping Yin | Director, Executive |
| Shudong Zhao | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
Room 601 1 Shui'an South St., Chaoyang District
Beijing, F4, 100012
Beijing, F4, 100012