Form D · Hedge Fund

Rebus Fund, LLC

New York, NY · CIK 0001464098

Offering snapshot reported May 16, 2012 · SEC filing

Reported sold
$3.27M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$84.8K
Reported outside-investor minimum
First sale
May 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.64M$3.27MMay 18, 2009: $2,069,804.00May 18, 2009May 17, 2010: $2,405,057.00May 17, 2010May 16, 2011: $2,980,057.00May 16, 2011May 16, 2012: $3,270,057.00May 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,980,057 → $3,270,057
  • Minimum accepted$250,000 → $84,791

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2012Amendment$3,270,057$290,000vs May 16, 20119SEC filing
May 16, 2011Amendment$2,980,057$575,000vs May 17, 20109SEC filing
May 17, 2010Amendment$2,405,057$335,253vs May 18, 20097SEC filing
May 18, 2009Initial$2,069,804No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-131294

Source: Form D, filed May 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE REBUS FUND, LLC

Investment adviser: ROYCE & ASSOCIATES, LP

Gross asset value
$1.45M
Beneficial owners
7
ADV minimum commitment
$250K

Reported in Form ADV on Oct 4, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK,, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 673181 · Oct 4, 2012 · Schedule D 7.B.(1), fund 805-5635982828

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carl D. Brown Executive
John E. Denneen Executive
John D. Diederich Executive
Jack E. Fockler, Jr. Executive
W. Whitney George Executive
Brendan J. Hartman Executive
Daniel A. O'byrne Executive
Charles M. Royce Executive
James P. Stoeffel Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Royce & Associates, Llc 745 Fifth Avenue
New York, NY, 10151