Form D · REITS and Finance

RealtyShares 97, LLC

Lewes, DE · CIK 0001648486

Offering snapshot reported Sep 23, 2015 · SEC filing

Reported sold
$785K
Offering amount: $785K
Investors reported
92
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Sep 22, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2015Initial$785,000No comparison92SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$31.4K
Finders' fees
$0
Form D file number
021-248043

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WealthForge, LLC152550WealthForge, LLC · CRD 152550

Source: Form D, filed Sep 23, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REALTYSHARES 97, LLC

Investment adviser: REALTYSHARES ADVISOR, LLC

Gross asset value
$785K
Beneficial owners
92
ADV minimum commitment
$5K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Marketer NORTH CAPITAL PRIVATE SECURITIES CORPORATION SALT LAKE CITY, Utah, United States Related to adviser: No
Prime broker NORTH CAPITAL PRIVATE SECURITIES CORPORATION SALT LAKE CITY, Utah, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD 154559 · SEC 8-68648

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD 154559 · SEC 8-68648

Filing source

Form ADV 1170353 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-8487590323

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Navjot Athwal Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
16192 Coastal Hwy
Lewes, DE, 19958