Form D · Commercial

Realty Mogul 78, LLC

Dover, DE · CIK 0001705048

Offering snapshot reported Oct 12, 2017 · SEC filing

Reported sold
$1.62M
Offering amount: $1.62M
Investors reported
67
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Sep 26, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$808K$1.62MJun 29, 2017: $1,115,000.00Jun 29, 2017Sep 14, 2017: $1,540,000.00Sep 14, 2017Oct 12, 2017: $1,615,000.00Oct 12, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,540,000 → $1,615,000
  • Reported investors63 → 67

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2017Amendment$1,615,000$75,000vs Sep 14, 201767SEC filing
Sep 14, 2017Amendment$1,540,000$425,000vs Jun 29, 201763SEC filing
Jun 29, 2017Initial$1,115,000No comparison42SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$64K
Finders' fees
$0
Form D file number
021-289665

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
North Capital Private Securities Corp.154559North Capital Private Securities Corp. · CRD 154559

Source: Form D, filed Oct 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REALTY MOGUL 78, LLC

Investment adviser: RM MANAGER, LLC

Gross asset value
$1.6M
Beneficial owners
67
ADV minimum commitment
$10K

Reported in Form ADV on Mar 31, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Marketer NORTH CAPITAL PRIVATE SECURITIES CORPORATION SALT LAKE CITY, Utah, United States Related to adviser: No
Prime broker NORTH CAPITAL PRIVATE SECURITIES CORPORATION SALT LAKE CITY, Utah, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD 154559 · SEC 8-68648

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD 154559 · SEC 8-68648

Filing source

Form ADV 1389313 · Mar 31, 2020 · Schedule D 7.B.(1), fund 805-7767183404

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jilliene Helman Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
73 Greentree Drive, #677
Dover, DE, 19904