Form D · Other Energy
Real Goods Solar, Inc.
Denver, CO · CIK 0001425565
Offering snapshot reported Apr 19, 2018 · SEC filing
- Reported sold
- $10.8M Offering amount: $10.8M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 9, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 19, 2018 | Initial | $10,750,000 | No comparison | 2 | SEC filing |
| Jan 19, 2018 | Initial | $1,832,100 | No comparison | 1 | SEC filing |
| Apr 14, 2016 | Initial | $10,000,000 | No comparison | 5 | SEC filing |
| Jul 14, 2014 | Initial | $7,006,322 | No comparison | 24 | SEC filing |
| Jun 12, 2013 | Initial | $9,259,178 | No comparison | 12 | SEC filing |
| Jan 27, 2012 | Initial | $10,005,000 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $729K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-310574
Total offering amount and amount sold refers to the principal amount, funding amount was $10,000,000.
Includes $350,000 and expense reimbursement of $29,000 paid at closing and a potential additional amount of up to $350,000 in fees payable upon prepayment of investor notes and does not include a warrant to purchase up to 730,159 shares of common stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| WestPark Capital, Inc. | 39914 |
Source: Form D, filed Apr 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Anderson | Executive |
| James P. Argyropoulos | Director |
| David L. Belluck | Director |
| Pavel Bouska | Director |
| Ian Bowles | Director |
| Anthony Di Paolo | Executive |
| Nicolle Dorsey | Executive |
| Alan Fine | Executive |
| Steven B. Kaufman | Director |
| Dennis Lacey | Director, Executive |
| Scott B. Lehman | Director |
| Thomas Mannik | Executive |
| Kamyar Mofid | Director, Executive |
| Barbara Mowry | Director |
| Jirka Rysavy | Director |
| John Schaeffer | Director |
| Robert L Scott | Director |
| Richard D. White | Director |
| William S. Yearsley | Director, Executive |
| Erik R. Zech | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
110 16 Th Street, 3 Rd Floor Suite 300
Denver, CO, 80202
Denver, CO, 80202