Form D · Other Banking and Financial Services
RCS CAPITAL MANAGEMENT, LLC
New York, NY · CIK 0001607986
Offering snapshot reported Nov 19, 2014 · SEC filing
- Reported sold
- $15.3M Offering amount: $15.3M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 29, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2014 | Amendment | $15,300,000 | $0vs May 21, 2014 | 5 | SEC filing |
| May 21, 2014 | Initial | $15,300,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-217718
Membership Interests
Source: Form D, filed Nov 19, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian S Block | Promoter |
| Peter M Budko | Executive, Promoter |
| Brian D. Jones | Executive |
| William M Kahane | Executive, Promoter |
| N/A Rcs Capital Holdings, Llc | Promoter |
| Nicholas S Schorsch | Executive, Promoter |
| Edward Michael Weil, Jr. | Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:New York, NY, 10022