Form D · Other Banking and Financial Services
RCS Capital Corp
New York, NY · CIK 0001568832
Offering snapshot reported Aug 31, 2015 · SEC filing
- Reported sold
- $16.7M Offering amount: $16.7M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 20, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 31, 2015 | Initial | $16,701,225 | No comparison | 1 | SEC filing |
| Aug 31, 2015 | Initial | $37,500,000 | No comparison | 4 | SEC filing |
| Aug 26, 2015 | Initial | $32,250,007 | No comparison | 14 | SEC filing |
| Mar 30, 2015 | Initial | $6,346,510 | No comparison | 4 | SEC filing |
| Mar 23, 2015 | Initial | $26,774,456 | No comparison | 97 | SEC filing |
| Jan 23, 2015 | Amendment | $10,000,000 | $0vs Oct 8, 2014 | 2 | SEC filing |
| Jan 23, 2015 | Amendment | $4,860,000 | $0vs Jun 30, 2014 | 3 | SEC filing |
| Jan 23, 2015 | Amendment | $1,450,000 | $0vs Jul 30, 2014 | 1 | SEC filing |
| Oct 8, 2014 | Initial | $10,000,000 | No comparison | 2 | SEC filing |
| Jul 30, 2014 | Initial | $1,450,000 | No comparison | 1 | SEC filing |
| Jun 30, 2014 | Initial | $4,860,000 | No comparison | 3 | SEC filing |
| Jun 16, 2014 | Initial | $50,000,004 | No comparison | 5 | SEC filing |
| May 13, 2014 | Initial | $390,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-246740
Aggregate stock consideration for issuance of 5,461,843 Class A Shares
Class A Common Stock, par value $0.001 per share ("Class A Shares")
Source: Form D, filed Aug 31, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Auerbach | Director |
| Brian S. Block | Director |
| Jeffrey J. Brown | Director |
| Peter M. Budko | Director |
| Anthony Civale | Director |
| John H. Grady | Executive |
| Brian D. Jones | Executive |
| William M. Kahane | Director |
| C. Thomas Mc Millen | Director |
| Thomas C. Mc Millen | Director |
| Brian L. Nygaard | Executive |
| Marc Rowan | Director |
| Nicholas S. Schorsch | Director, Executive |
| Edward M. Weil, Jr. | Director, Executive |
| Howell D. Wood | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
405 Park Avenue
New York, NY, 10022
New York, NY, 10022