Form D · Private Equity Fund
RCP Small & Emerging Fund III, LP
Chicago, IL · CIK 0001996511
Offering snapshot reported Apr 1, 2025 · SEC filing
- Reported sold
- $170M Offering amount: $175M
- Investors reported
- 67 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Sep 29, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$150,388,971 → $170,317,694
- Reported investors64 → 67
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 1, 2025 | Amendment | $170,317,694 | $19,928,723vs Dec 27, 2024 | 67 | SEC filing |
| Dec 27, 2024 | Amendment | $150,388,971 | $23,750,000vs Oct 3, 2024 | 64 | SEC filing |
| Oct 3, 2024 | Amendment | $126,638,971 | $3,750,000vs Jun 26, 2024 | 57 | SEC filing |
| Jun 26, 2024 | Amendment | $122,888,971 | $2,850,000vs Apr 1, 2024 | 53 | SEC filing |
| Apr 1, 2024 | Amendment | $120,038,971 | $4,250,000vs Dec 28, 2023 | 48 | SEC filing |
| Dec 28, 2023 | Amendment | $115,788,971 | $79,650,000vs Oct 10, 2023 | 43 | SEC filing |
| Oct 10, 2023 | Initial | $36,138,971 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $200K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-494168
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Umergence, LLC | 284368 |
Source: Form D, filed Apr 1, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RCP SMALL AND EMERGING FUND III, LP
Investment adviser: RCP ADVISORS 2, LLC
- Gross asset value
- $172M
- Beneficial owners
- 64
- ADV minimum commitment
- $500K
Reported in Form ADV on Jul 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
KPMG
PCAOB 185
CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63
UMERGENCE LLC
CRD 284368 · SEC 8-69801
Filing source
Form ADV 2118378 · Jul 8, 2026 · Schedule D 7.B.(1), fund 805-6397619633
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alexander Abell | Executive |
| Nell M. Blatherwick | Executive |
| Thomas P. Danis | Executive |
| Charles K. Huebner | Executive |
| Jon I. Madorsky | Executive |
| David M. Mc Coy | Executive |
| Andrew R. Nelson | Executive |
| Advisors 3 Llc Rcp | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654