Form D · Private Equity Fund

RCM Shipping I, LLC

New York, NY · CIK 0001675962

Offering snapshot reported Jun 3, 2019 · SEC filing

Reported sold
$20.2M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 26, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.1M$20.2MJun 1, 2016: $4,345,000.00Jun 1, 2016Jun 1, 2017: $4,345,000.00Jun 1, 2017Jun 1, 2018: $20,210,000.00Jun 1, 2018Jun 3, 2019: $20,210,000.00Jun 3, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2019Amendment$20,210,000$0vs Jun 1, 20183SEC filing
Jun 1, 2018Amendment$20,210,000$15,865,000vs Jun 1, 20173SEC filing
Jun 1, 2017Amendment$4,345,000$0vs Jun 1, 20163SEC filing
Jun 1, 2016Initial$4,345,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-264189

Source: Form D, filed Jun 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RCM SHIPPING I, LLC

Investment adviser: RAVEN CAPITAL MANAGEMENT LLC

Gross asset value
$25.3M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Sep 14, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP STAMFORD, Connecticut, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1675766 · Sep 14, 2022 · Schedule D 7.B.(1), fund 805-5617725820

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Raven Capital Management Gp Llc Executive, Promoter
Raven Capital Management Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Raven Capital Management Gp Llc 110 Greene Street, Suite 9 G
New York, NY, 10012