Form D · Investing
RCA NQ LLC
San Francisco, CA · CIK 0001726155
Offering snapshot reported Dec 29, 2017 · SEC filing
- Reported sold
- $3.85M Offering amount: $11M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Dec 21, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 29, 2017 | Initial | $3,853,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $252K
- Finders' fees
- $0
- Form D file number
- 021-301934
Represents sale of Class A and Class B limited liability interest in the current tranche closing 12/21/17; Accredited investors in CA (6), TX (3), NY, WY, NC and District of Columbia (1 each)
Commission payable to NSC (#12 above) = 7% of total for Class B investors in current tranche
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Securities Corporation | 7569 |
Source: Form D, filed Dec 29, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rc Advisors Llc | Executive |
| John Menzies | Executive |
| Kevin Puil | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
301 Battery Street 2 Nd Floor
San Francisco, CA, 94111
San Francisco, CA, 94111