Form D · Hedge Fund

RBC GAM SMID Cap Growth Fund, LLC

Minneapolis, MN · CIK 0001458015

Offering snapshot reported Feb 1, 2013 · SEC filing

Reported sold
$2.3M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.25M$18.5MJun 16, 2010: $13,000,000.00Jun 16, 2010Oct 26, 2011: $18,500,000.00Oct 26, 2011Feb 1, 2013: $2,296,929.00Feb 1, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,500,000 → $2,296,929
  • Reported investors3 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2013Amendment$2,296,929-$16,203,071vs Oct 26, 20111SEC filing
Oct 26, 2011Amendment$18,500,000$5,500,000vs Jun 16, 20103SEC filing
Jun 16, 2010Amendment$13,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-127558
Minimum Investment amount may be waived

Source: Form D, filed Feb 1, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

INTERNATIONAL EQUITY FUND

Investment adviser: RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

Gross asset value
$325M
Beneficial owners
21
ADV minimum commitment
$3M

Reported in Form ADV on May 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MINNEAPOLIS, Minnesota, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 2107318 · May 21, 2026 · Schedule D 7.B.(1), fund 805-3241379188

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Theresa Alewine Executive
Todd Braff Director
Steven J. Decicco Executive
Carol Kuha Executive
Michael T. Lee Director, Executive
Brandon Lew Executive
John Montalbano Director
N/A Rbc Global Asset Management (U.S.) Inc. Executive
Ann Marie Senne Director
John Taft Director
Gordon Telfer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 South Fifth Street, Suite 2300
Minneapolis, MN, 55402