Form D · Commercial Banking
RBB Bancorp
Los Angeles, CA · CIK 0001499422
Offering snapshot reported Dec 20, 2018 · SEC filing
- Reported sold
- $55M Offering amount: $55M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 29, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 20, 2018 | Initial | $55,000,000 | No comparison | 12 | SEC filing |
| Jul 5, 2013 | Amendment | $54,000,000 | $1,015,020vs May 14, 2012 | 161 | SEC filing |
| May 14, 2012 | Initial | $52,984,980 | No comparison | 111 | SEC filing |
| Aug 18, 2010 | Initial | $110,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $625K
- Finders' fees
- $0
- Form D file number
- 021-328626
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill & Partners, L. P. | 23328 |
Source: Form D, filed Dec 20, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Louis C Chang | Director |
| Peter Chang | Director |
| Wendell Chen | Director |
| Sheng Cheng Chen | Director |
| Pei Chen (Peggy) Huang | Director |
| Pei Chin (Peggy) Huang | Director |
| Ruey Chyr Kao | Director |
| James Kao | Director |
| Chie Min (Christopher) Koo | Director |
| Alfonso Lau | Director |
| Ko Yen Lin | Director |
| Feng Lin | Director |
| Paul Lin | Director |
| Christopher Lin | Director |
| Feng (Richard) Lin | Director |
| David Morris | Executive |
| Simon Pang | Executive |
| Alan Thian | Executive |
| Catherine Thian | Director |
| Yee Phong (Alan) Thian | Director, Executive |
| Fui Thian | Director |
| Richard B Voake | Executive |
| Raymond Yu | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1055 Wilshire Blvd. 12th Floor
Los Angeles, CA, 90017
Los Angeles, CA, 90017