Form D · Residential
Raymond James Tax Credit Fund 42 L.L.C.
Saint Petersburg, FL · CIK 0001685965
Offering snapshot reported Oct 7, 2016 · SEC filing
- Reported sold
- $194M Offering amount: $200M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Sep 22, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2016 | Initial | $194,000,000 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $970K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-272088
It is not anticipated that there will be additional amounts sold. Additional amounts may be sold only with the consent of Two-Thirds Majority Interest of the current investors.
With respect to the units sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James Tax Credit Funds, Inc. | None | |
| Aline Rose Lavelle | 1234354 | Moors & Cabot, Inc. · CRD 594 |
| Sean M. Hannan | 5198343 | Moors & Cabot, Inc. · CRD 594 |
| David Andrew Thompson | 5156913 | Raymond James & Associates, Inc. · CRD 705 |
| Robert C. McEwan, III | 2224554 | Raymond James & Associates, Inc. · CRD 705 |
| William C. Glidden | 1244655 | Raymond James & Associates, Inc. · CRD 705 |
Source: Form D, filed Oct 7, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gwen H. Benton | Executive |
| Richard L. Cargo | Director, Executive |
| James A. Horvick | Executive |
| Steven J. Kropf | Director, Executive |
| Brian C. Lynch | Executive |
| Toni S. Matthews | Executive |
| J. Davenport Mosby, Iii | Director |
| Corporation Raymond James Tax Credit Funds, Inc. | Executive, Promoter |
| Limited Liability Company Rjtcf 42 L.L.C. | Executive |
| W. Samuel Shupe | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
880 Carillon Parkway Dept. 20485
Saint Petersburg, FL, 33716
Saint Petersburg, FL, 33716