Form D · Residential
RAYMOND JAMES TAX CREDIT FUND 37 L.L.C.
Saint Petersburg, FL · CIK 0001524119
Offering snapshot reported Jun 24, 2011 · SEC filing
- Reported sold
- $235M Offering amount: $250M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jun 9, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2011 | Initial | $235,000,000 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $921K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-161830
At the present time, it is anticipated that the Issuer will require approximately $235 million in capital to satisfy its obligations and will not issue more than $235 million unless it receives the Consent of Two-Thirds Majorty-in-Interest.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SEAN M. HANNAN | 5198343 | MOORS & CABOT, INC. · CRD 594 |
| BARRY P. BOOTHE | 1387451 | RAYMOND JAMES FINANCIAL SERVICES, INC. · CRD 6694 |
| LEWIS F. MALLORY, III | 3197621 | RAYMOND JAMES & ASSOCIATES, INC. · CRD 705 |
| DREW GOLDMAN | None | |
| ALINE ROSE LAVELLE | 1234354 | MOORS & CABOT · CRD 594 |
| KEVIN N. MALICK | 4863154 | MOORS & CABOT · CRD 594 |
Source: Form D, filed Jun 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard L. Cargo | Executive |
| Craig S. Descalzi | Executive |
| Ronald M. Diner | Director, Executive |
| Carol A. Georges | Executive |
| Steven J. Kropf | Executive |
| Robert C. Landis | Executive |
| Toni S. Matthews | Executive |
| J. Davenport Mosby, Iii | Director |
| Corporation Raymond James Tax Credit Funds, Inc. | Executive, Promoter |
| Limited Liability Company Rjtcf 37 L.L.C. | Executive |
| W. Samuel Shupe | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
880 Carillon Parkway Department 20485
Saint Petersburg, FL, 33716
Saint Petersburg, FL, 33716