Form D · Residential
Raymond James New York Upstate Housing Opportunities Fund I L.L.C.
Saint Petersburg, FL · CIK 0001636663
Offering snapshot reported Apr 6, 2015 · SEC filing
- Reported sold
- $99.9M Offering amount: $125M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Mar 27, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2015 | Initial | $99,900,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-237331
The Issuer believes that it will not reqquire more than $99,900,000 in capital. The issuer will not issue more units unless it receives the consent of all of investor members of the Issuer.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sean M. Hannan | 5198343 | Moors & Cabot, Inc. · CRD 594 |
| Michelle Ann Kraics | 5831816 | Raymond James & Associates, Inc. · CRD 705 |
Source: Form D, filed Apr 6, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gwen H. Benton | Executive |
| Richard L. Cargo | Director, Executive |
| Steven J. Kropf | Director, Executive |
| Toni S. Matthews | Executive |
| J. Davenport Mosby, Iii | Director |
| Corporation Raymond James Tax Credit Funds, Inc. | Executive, Promoter |
| Limited Liability Company Rj Nyuhof I L.L.C. | Executive |
| W. Samuel Shupe | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
880 Carillon Parkway Dept. 05485
Saint Petersburg, FL, 33716
Saint Petersburg, FL, 33716