Form D · Residential
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND IV L.L.C.
Saint Petersburg, FL · CIK 0001628300
Offering snapshot reported May 18, 2015 · SEC filing
- Reported sold
- $98M Offering amount: $98M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 19, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$75,000,000 → $98,000,000
- Reported investors5 → 12
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 18, 2015 | Amendment | $98,000,000 | $23,000,000vs Dec 31, 2014 | 12 | SEC filing |
| Dec 31, 2014 | Initial | $75,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $490K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-231213
Estimate based on gross offering proceeds of $98,000,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barry P. Boothe | 1387451 | Raymond James Financial Services, Inc. · CRD 6694 |
| Sean M. Hannan | 5198343 | Moors & Cabot · CRD 594 |
| Aline Rose Lavelle | 1234354 | Moors & Cabot · CRD 594 |
Source: Form D, filed May 18, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gwen H. Benton | Executive |
| Richard L. Cargo | Director, Executive |
| Ronald M. Diner | Director, Executive |
| Steven J. Kropf | Director, Executive |
| Toni S. Matthews | Executive |
| J. Davenport Mosby, Iii | Director |
| Corporation Raymond James Tax Credit Funds, Inc. | Executive, Promoter |
| Corporation Raymond James Tax Credit Funds, Inc. | Executive, Promoter |
| Limited Liability Company Rj Chof Iv L.L.C. | Executive |
| Limited Liability Company Rj Chof Iv L.L.C. | Executive |
| W. Samuel Shupe | Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
880 Carillon Parkway Dept. 05485
Saint Petersburg, FL, 33716
Saint Petersburg, FL, 33716