Form D · Residential

RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND III L.L.C.

Saint Petersburg, FL · CIK 0001594615

Offering snapshot reported Mar 18, 2014 · SEC filing

Reported sold
$72.5M
Offering amount: $80M
Investors reported
11
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 16, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.3M$72.5MJan 7, 2014: $17,000,000.00Jan 7, 2014Mar 18, 2014: $72,500,000.00Mar 18, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,000,000 → $72,500,000
  • Reported investors2 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2014Amendment$72,500,000$55,500,000vs Jan 7, 201411SEC filing
Jan 7, 2014Initial$17,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$350K (estimated)
Finders' fees
$0
Form D file number
021-209400
At the present time, it is anticipated that the Issuer will require approximately $72.5 million in capital to satisfy its obligations and will not sell more than $72.5 million in interests unless it receives the Consent of Two-Thirds Majority-in-Interest.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sean M. Hannan5198343Moors & Cabot, Inc. · CRD 594
Aline Rose Lavelle1234354Moors & Cabot · CRD 594
Drew GoldmanNone
Barry P. Boothe1387451Raymond James Financial Services, Inc. · CRD 6694

Source: Form D, filed Mar 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gwen H. Benton Executive
Richard L. Cargo Executive
Ronald M. Diner Director, Executive
Steven J. Kropf Director, Executive
Robert C. Landis Executive
Toni S. Matthews Executive
J. Davenport Mosby, Iii Director
Corporation Raymond James Tax Credit Funds, Inc. Executive, Promoter
Limited Liability Company Rj Chof Iii L.L.C. Executive
W. Samuel Shupe Executive

Issuer details

Industry: Residential (See others in industry)

Address:
880 Carillon Parkway Dept. 05485
Saint Petersburg, FL, 33716