Form D · Private Equity Fund

Raven Asset-Based Opportunity Fund IV LP

New York, NY · CIK 0001770502

Offering snapshot reported Mar 19, 2020 · SEC filing

Reported sold: $68.8M
Investors reported: 7
Minimum accepted: $1M
First sale: Jun 15, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$50,000,000 → $68,750,000
Reported investors2 → 7

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 19, 2020	Amendment	$68,750,000	$18,750,000vs Mar 19, 2019	7	SEC filing
Mar 19, 2019	Initial	$50,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-335221

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FULCRUM CAPITAL MARKETS LLC	155634

Source: Form D, filed Mar 19, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RAVEN ASSET-BASED OPPORTUNITY FUND IV LP

Investment adviser: RAVEN CAPITAL MANAGEMENT LLC

Gross asset value: $19.3M
Beneficial owners: 15
ADV minimum commitment: $5M

Reported in Form ADV on May 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP STAMFORD, Connecticut, United States

Custodian COMERICA BANK, A DIVISION OF FIFTH THIRD BANK, N.A. PALO ALTO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2103801 · May 7, 2026 · Schedule D 7.B.(1), fund 805-4281778989

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
RAVEN ASSET-BASED OPPORTUNITY FUND I LP	Jun 3, 2013	$152,875,000	19
Raven Asset-Based Opportunity Fund IV LP (this fund)	Mar 19, 2020	$68,750,000	7

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joshua Green	Executive, Promoter
Raven Capital Management Gp Iv Llc	Executive, Promoter
Raven Capital Management Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

75 Spring Street 6 Th Floor
New York, NY, 10012