Form D · Private Equity Fund

RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD.

Grand Cayman, E9 · CIK 0001551490

Offering snapshot reported Jun 3, 2013 · SEC filing

Reported sold
$25.3M
Offering amount: $25.3M
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 18, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.7M$25.3MJun 11, 2012: $300,000.00Jun 11, 2012Jun 3, 2013: $25,300,000.00Jun 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$300,000 → $25,300,000
  • Reported investors1 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2013Amendment$25,300,000$25,000,000vs Jun 11, 20124SEC filing
Jun 11, 2012Initial$300,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-179551
The amount listed in Total Amount Sold reflects sales pursuant to the Federal Exemptions and Exclusions claimed in Item 6. The amount listed above in Total Remaining to be Sold reflects the difference between Total Offering Amount and Total Amount Sold.
The entity listed in Item 12 above is directly or indirectly paid commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
David Paine Swift4846235NLCG Distributors, LLC · CRD 156263
Steven Dean Ford3239298NLCG Distributors, LLC · CRD 156263
John Colquhoun Swift3044123NLCG Distributors, LLC · CRD 156263
Bernard Norton4947281NLCG Distributors, LLC · CRD 156263
John Witherspoon Zimmerman4855085NLCG Distributors, LLC · CRD 156263

Source: Form D, filed Jun 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD.

Investment adviser: RAVEN CAPITAL MANAGEMENT LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Sep 14, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1675766 · Sep 14, 2022 · Schedule D 7.B.(1), fund 805-5723373215

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Collins Director
Joshua A. Green Director, Executive
Cormac Sheehan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
89 Nexus Way Camana Bay
Grand Cayman, E9, KY1-9007