Form D · Other Investment Fund
RAND CAPITAL CORP
Buffalo, NY · CIK 0000081955
Offering snapshot reported Aug 12, 2009 · SEC filing
- Reported sold
- $1.23M Offering amount: $3.76M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 29, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2009 | Initial | $1,225,721 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-08195-5N
Source: Form D, filed Aug 12, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Allen F Grum | Director, Executive |
| Erland E Kailbourne | Director |
| Ross B Kenzie | Director |
| Willis S Mc Leese | Director |
| Reginald B Newman | Director |
| Daniel P Penberthy | Executive |
| Jayne K Rand | Director |
| Robert M Zak | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2200 Rand Building
Buffalo, NY, 14203
Buffalo, NY, 14203