Form D · Coal Mining

RAM River Coal Corp.

Toronto, A6 · CIK 0001567083

Offering snapshot reported Feb 12, 2013 · SEC filing

Reported sold
$50.6M
Offering amount: $50.6M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 20, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.3M$50.6MJan 16, 2013: $50,597,045.00Jan 16, 2013Feb 12, 2013: $50,636,771.00Feb 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,597,045 → $50,636,771
  • Reported investors1 → 2

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2013Amendment$50,636,771$39,726vs Jan 16, 20132SEC filing
Jan 16, 2013Initial$50,597,045No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$2.53M
Finders' fees
$0
Form D file number
021-190343
In addition to cash commission, the agents may also receive up to 1,500,000 warrants. Each warrant may be exercised for 1 common share at a price of CDN$1.00 per share for a period of 24 months following Closing.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cormark Securities Inc.NoneCormark Securities (USA) Limited · CRD 101000
Delano Capital Corp.None

Source: Form D, filed Feb 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Colin Benner Director, Executive
Carmel Daniele Director
Christopher Noel Dunn Director
Peter Mc Cague Executive
Mark Morabito Director
Stephan Theron Director, Executive
Carlo Valente Executive
John Vettese Director
Diana Walters Director

Issuer details

Industry: Coal Mining (See others in industry)

Address:
65 Queen Street West, Suite 800
Toronto, A6, M5H 2M5