Form D · Other
RAM Fund LLC
New Cannaan, CT · CIK 0001451325
Offering snapshot reported Jan 29, 2016 · SEC filing
- Reported sold
- $23.4M Indefinite offering
- Investors reported
- 144 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Feb 1, 1998 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 29, 2016 | Initial | $23,404,735 | No comparison | 144 | SEC filing |
| Jan 13, 2015 | Amendment | $22,705,375 | $2,705,375vs Jan 16, 2014 | 141 | SEC filing |
| Jan 16, 2014 | Amendment | $20,000,000 | $10,000,000vs Feb 11, 2013 | 96 | SEC filing |
| Feb 11, 2013 | Amendment | $10,000,000 | $0vs Dec 13, 2011 | 86 | SEC filing |
| Feb 11, 2013 | Amendment | $10,000,000 | $1,910,072vs Dec 1, 2010 | 86 | SEC filing |
| Nov 29, 2012 | Initial | $14,000,000 | No comparison | 86 | SEC filing |
| Dec 13, 2011 | Amendment | $10,000,000 | $0vs Dec 13, 2011 | 73 | SEC filing |
| Dec 13, 2011 | Initial | $10,000,000 | No comparison | 73 | SEC filing |
| Dec 1, 2010 | Amendment | $8,089,928 | $1,824,014vs Nov 20, 2009 | 83 | SEC filing |
| Nov 20, 2009 | Initial | $6,265,914 | No comparison | 64 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $80K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-256286
Above is a share of manager's fee. It is not paid from investors gross proceeds, nor charged or paid as an additional sales commission.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Uhlmann Price Securities | 42854 | Uhlmann Price Securities · CRD 42854 |
Source: Form D, filed Jan 29, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles O Blaisdell | Director, Executive |
| Jeffrey S Earle | Director, Executive, Promoter |
| Robert A. Moss | Director, Executive, Promoter |
| Richard Mullarkey | Executive, Promoter |
| Kevin P Smith | Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
16 Forest Street
New Cannaan, CT, 06840
New Cannaan, CT, 06840