Form D · Other Technology

RAINMAKER SYSTEMS INC

Campbell, CA · CIK 0001094007

Offering snapshot reported Mar 20, 2015 · SEC filing

Reported sold
$3.9M
Offering amount: $3.9M
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 15, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.95M$3.9MJul 30, 2014: $2,575,000.00Jul 30, 2014Mar 6, 2015: $3,900,000.00Mar 20, 2015: $3,900,000.00Mar 20, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors8 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2015Amendment$3,900,000$0vs Mar 6, 201520SEC filing
Mar 6, 2015Amendment$3,900,000$1,325,000vs Jul 30, 20148SEC filing
Jul 30, 2014Initial$2,575,000No comparison8SEC filing
Aug 7, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jun 5, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Mar 6, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Jun 30, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Feb 22, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Debt, Option to acquire, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$256K
Finders' fees
$0
Form D file number
021-222011
Convertible Notes, Warrants, Common Stock issued upon conversion

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Scarsdale Equities, LLCNoneScarsdale Equities, LLC · CRD 134602

Source: Form D, filed Mar 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
C. Finnegan Faldi Director
James Hopkins Director, Executive
Terence Lydon Director, Executive
Bradford Peppard Executive
Eric Salzman Director
Bryant Tolles Director, Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
900 East Hamilton Avenue Suite 420
Campbell, CA, 95008