Form D · Other Investment Fund

RAINIER INVESTMENT MANAGEMENT MUTUAL FUNDS

Seattle, WA · CIK 0000917125

Offering snapshot reported Mar 22, 2017 · SEC filing

Reported sold
$883K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 11, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$510K$1.02MMar 21, 2014: $1,020,000.00Mar 21, 2014Mar 5, 2015: $1,020,000.00Mar 5, 2015Mar 10, 2016: $1,020,000.00Mar 10, 2016Mar 22, 2017: $882,736.00Mar 22, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,020,000 → $882,736
  • Reported investors4 → 3
  • Minimum accepted$0 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2017Amendment$882,736-$137,264vs Mar 10, 20163SEC filing
Mar 10, 2016Amendment$1,020,000$0vs Mar 5, 20154SEC filing
Mar 5, 2015Amendment$1,020,000$0vs Mar 21, 20144SEC filing
Mar 21, 2014Initial$1,020,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-214012

Source: Form D, filed Mar 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark H. Dawson Executive
Jim Diamond Director
Elisa Enns Executive
Joan Enticknap Director
Chris Kashmerick Executive
James R. Margard Executive
Michele T. Mosca Director, Executive
Russell Simon Executive
Gary Sundem Director
Lisa Thenell Executive
Melodie B. Zakaluk Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street, Suite 3525
Seattle, WA, 98101