Form D · Hedge Fund

Raging Capital Fund, LP

Rocky Hill, NJ · CIK 0001360436

Offering snapshot reported Nov 30, 2012 · SEC filing

Reported sold: $49.5M
Investors reported: 71
Minimum accepted: $1M
First sale: Mar 27, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$33,487,324 → $49,476,583
Reported investors66 → 71

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 30, 2012	Amendment	$49,476,583	$15,989,259vs Nov 30, 2011	71	SEC filing
Nov 30, 2011	Amendment	$33,487,324	$10,475,966vs Nov 30, 2010	66	SEC filing
Nov 30, 2010	Amendment	$23,011,358	$9,147,858vs Dec 9, 2009	41	SEC filing
Dec 9, 2009	Amendment	$13,863,500	No comparison	25	SEC filing
Apr 12, 2006	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-88757

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Charles B. Schaffran	1659970	Concept Capital Markets, LLC · CRD 153397

Source: Form D, filed Nov 30, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RAGING CAPITAL FUND, LP

Investment adviser: RAGING CAPITAL MANAGEMENT, LLC.

Gross asset value: $1.31M
Beneficial owners: 67
ADV minimum commitment: $1M

Reported in Form ADV on May 9, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM, SMITH & BROWN, PC PRINCETON, New Jersey, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer CONCEPT ASSET MANAGEMENT GARDEN CITY, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CONCEPT ASSET MANAGEMENT
CRD 153397 · SEC 801-72184

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 736627 · May 9, 2013 · Schedule D 7.B.(1), fund 805-5462118821

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William C. Martin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ten Princeton Avenue
Rocky Hill, NJ, 08553