Form D · Hedge Fund
RAFFLES ASSOCIATES LP
New York, NY · CIK 0001169581
Offering snapshot reported Mar 10, 2026 · SEC filing
- Reported sold
- $66.5M Indefinite offering
- Investors reported
- 94 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 1996 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2026 | Amendment | $66,500,000 | $0vs Mar 13, 2025 | 94 | SEC filing |
| Mar 13, 2025 | Amendment | $66,500,000 | $0vs Mar 14, 2024 | 94 | SEC filing |
| Mar 14, 2024 | Amendment | $66,500,000 | $0vs Mar 13, 2023 | 94 | SEC filing |
| Mar 13, 2023 | Amendment | $66,500,000 | $0vs Mar 9, 2022 | 94 | SEC filing |
| Mar 9, 2022 | Amendment | $66,500,000 | $0vs Mar 9, 2021 | 94 | SEC filing |
| Mar 9, 2021 | Amendment | $66,500,000 | $0vs Mar 9, 2020 | 94 | SEC filing |
| Mar 9, 2020 | Amendment | $66,500,000 | $0vs Mar 8, 2019 | 94 | SEC filing |
| Mar 8, 2019 | Amendment | $66,500,000 | $300,000vs Mar 8, 2018 | 94 | SEC filing |
| Mar 8, 2018 | Amendment | $66,200,000 | $300,000vs Mar 8, 2017 | 94 | SEC filing |
| Mar 8, 2017 | Amendment | $65,900,000 | $0vs Mar 8, 2016 | 94 | SEC filing |
| Mar 8, 2016 | Amendment | $65,900,000 | $250,000vs Mar 6, 2015 | 94 | SEC filing |
| Mar 6, 2015 | Amendment | $65,650,000 | $300,000vs Mar 7, 2014 | 93 | SEC filing |
| Mar 7, 2014 | Amendment | $65,350,000 | $8,000,000vs Mar 11, 2013 | 92 | SEC filing |
| Mar 11, 2013 | Amendment | $57,350,000 | $0vs Mar 6, 2013 | 90 | SEC filing |
| Mar 6, 2013 | Amendment | $57,350,000 | $0vs Mar 12, 2012 | 90 | SEC filing |
| Mar 12, 2012 | Amendment | $57,350,000 | $750,000vs Mar 11, 2011 | 90 | SEC filing |
| Mar 11, 2011 | Amendment | $56,600,000 | $1,850,000vs Mar 16, 2010 | 90 | SEC filing |
| Mar 16, 2010 | Amendment | $54,750,000 | $7,390,000vs Apr 2, 2009 | 87 | SEC filing |
| Apr 2, 2009 | Initial | $47,360,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-129602
Source: Form D, filed Mar 10, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RAFFLES ASSOCIATES, L.P.
Investment adviser: RAFFLES CAPITAL MANAGEMENT, LLC
- Gross asset value
- $270M
- Beneficial owners
- 29
- ADV minimum commitment
- $250K
Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
JEFFERIES LLC
SEC 8-15074
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Filing source
Form ADV 2073183 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6576164874
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul H. O'leary | Director, Executive |
| Raffles Capital Advisors, Llc | Promoter |
| Raffles Capital Management, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10001