Form D · Hedge Fund
RAE Fund I, a series of PIMCO Offshore Funds
George Town, Grand Cayman, E9 · CIK 0001645095
Offering snapshot reported Jul 6, 2015 · SEC filing
- Reported sold
- $34M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 29, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2015 | Initial | $34,027,231 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-243077
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PIMCO INVESTMENTS LLC | 154957 |
Source: Form D, filed Jul 6, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RAE FUND I, A SUB-TRUST OF PIMCO OFFSHORE FUNDS
Investment adviser: PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
- Gross asset value
- $6.86M
- Beneficial owners
- 0
- ADV minimum commitment
- $100K
Reported in Form ADV on Aug 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PIMCO INVESTMENTS LLC
CRD 154957 · SEC 8-68686
Filing source
Form ADV 1028376 · Aug 29, 2016 · Schedule D 7.B.(1), fund 805-1928040437
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Vineer Bhansali | Executive |
| Jennifer S. Bridwell | Executive |
| Sabrina C. Callin | Executive |
| Richard H. Clarida | Executive |
| Wendy W. Cupps | Executive |
| Craig A. Dawson | Executive |
| William G. De Leon | Executive |
| Deanna Derrick | Executive |
| Edward Devlin | Executive |
| Chris P. Dialynas | Executive |
| Jennifer E. Durham | Executive |
| Mohsen Fahmi | Executive |
| David N. Fisher Iii | Executive |
| David C. Flattum | Executive |
| Michael A. Gomez | Executive |
| Brent Richard Harris | Executive |
| Douglas M. Hodge | Executive |
| Brent L. Holden | Executive |
| Jonathan Lane Horne | Executive |
| Daniel J. Ivascyn | Executive |
| Lew W. Jacobs Iv | Executive |
| Warren Keens | Executive |
| Mark R. Kiesel | Executive |
| Kimberley Grace Korinke | Executive |
| Richard R. Lebrun Jr | Executive |
| David C. Lown | Executive |
| Sudesh N. Mariappa | Executive |
| Scott A. Mather | Executive |
| Ravi Mattu | Executive |
| Curtis A. Mewbourne | Executive |
| Mohit Mittal | Executive |
| James F. Moore | Executive |
| Alfred T. Murata | Executive |
| John William Murray | Executive |
| Douglas J. Ongaro | Executive |
| Thomas J. Otterbein | Executive |
| N/A Pacific Investment Management Company Llc | Promoter |
| Stephen A. Rodosky | Executive |
| Jerome M.` Schneider | Executive |
| Marc Peter Seidner | Executive |
| Jonathan D. Short | Executive |
| Thibault C. Stracke | Executive |
| Peter G. Strelow | Executive |
| Eric Michael Sutherland | Executive |
| Joshua Theodore Thimons | Executive |
| Andrew Taylor Vaden | Executive |
| Qi Wang | Executive |
| Candice Stack Whitten | Executive |
| Susan L. Wilson | Executive |
| Mihir P. Worah | Executive |
| Robert O. Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:George Town, Grand Cayman, E9, KY1-9005