Form D · Other Investment Fund

Radcliff River I LLC

New York, NY · CIK 0001733940

Offering snapshot reported Jul 25, 2018 · SEC filing

Reported sold
$37.4M
Offering amount: $37.4M
Investors reported
42
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 19, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2018Initial$37,434,818No comparison42SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-317740

Source: Form D, filed Jul 25, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RADCLIFF RIVER I LLC

Investment adviser: RADCLIFF MANAGEMENT LLC

Gross asset value
$2.92M
Beneficial owners
44
ADV minimum commitment
$0

Reported in Form ADV on Apr 19, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian EAGLE BANK WASHINGTON, District of Columbia, United States Related to adviser: No
Prime broker ROBOTTI SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

ROBOTTI SECURITIES, LLC
CRD 13251 · SEC 8-28886

Filing source

Form ADV 1643659 · Apr 19, 2022 · Schedule D 7.B.(1), fund 805-1055510913

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eli Goldstein Director, Executive
Evan Morgan Director, Executive
Llc Radcliff Management Promoter
Llc Radcliff Spv Manager Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
347 Bowery, 2 Nd Floor
New York, NY, 10003