Form D · Hedge Fund

RA Low Volatility Equity Income LP

Newport Beach, CA · CIK 0001532129

Offering snapshot reported Oct 25, 2013 · SEC filing

Reported sold: $2M
Investors reported: 4
Minimum accepted: $5M
First sale: Oct 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2013	Amendment	$2,000,000	$0vs Oct 22, 2012	4	SEC filing
Oct 22, 2012	Amendment	$2,000,000	$0vs Oct 6, 2011	4	SEC filing
Oct 6, 2011	Initial	$2,000,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-166845

Source: Form D, filed Oct 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RESEARCH AFFILIATES US LOW VOLATILITY EQUITY INCOME LP

Investment adviser: RESEARCH AFFILIATES, LLC

Gross asset value: $3.35M
Beneficial owners: 3
ADV minimum commitment: $5M

Reported in Form ADV on Mar 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG SAN FRANCISCO, California, United States

Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

Filing source

Form ADV 806168 · Mar 28, 2014 · Schedule D 7.B.(1), fund 805-7958770270

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert D. Arnott	Executive
Daniel M. Harkins	Executive
N/A Research Affiliates Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

620 Newport Center Drive
Newport Beach, CA, 92660