Form D · Other Technology
r4 Technologies, Inc.
Ridgefield, CT · CIK 0001741792
Offering snapshot reported Nov 15, 2023 · SEC filing
- Reported sold
- $5.25M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 15, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 15, 2023 | Initial | $5,250,000 | No comparison | 3 | SEC filing |
| Feb 17, 2023 | Initial | $6,364,000 | No comparison | 13 | SEC filing |
| Jan 20, 2021 | Initial | $3,628,180 | No comparison | 27 | SEC filing |
| May 24, 2018 | Initial | $7,300,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $315K
- Finders' fees
- $0
- Form D file number
- 021-497302
In addition to the sales commission of $315,000, the Issuer provided warrants to purchase 451,323 shares.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| R.F. Lafferty & Co., Inc. | None |
Source: Form D, filed Nov 15, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Belton | Director, Executive |
| David Bradley | Executive |
| Paul Breitenbach | Director, Executive |
| Matthew Breitenbach | Executive |
| Neil Callahan | Director |
| Vitaly Dubravin | Executive |
| Alan Flohr | Executive |
| Erik Jansen | Director |
| William Lee | Director |
| Douglas Maine | Director |
| Jaswinder Matharu | Director |
| Mark Mc Enroe | Executive |
| Mike Mc Sherry | Director |
| Greg Oberholtzer | Director |
| John Pavia | Director |
| Ron Rose | Director |
| Igor Zhuk | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
38 Grove Street Building C
Ridgefield, CT, 06877
Ridgefield, CT, 06877