Form D · Hedge Fund

R&F Capital Offshore Fund Ltd.

Grand Cayman, E9 · CIK 0001653017

Offering snapshot reported Sep 30, 2016 · SEC filing

Reported sold
$146M
Indefinite offering
Investors reported
31
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 31

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 30, 2016Amendment$145,554,995No comparison31SEC filing
Sep 30, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-248535
Marketers shall be entitled to receive a percentage of the management fee and performance allocation generated from their referrals.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kenmar Securities, LLC171793
GAO Capital Pte LtdNone

Source: Form D, filed Sep 30, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

R&F CAPITAL OFFSHORE FUND LTD.

Investment adviser: R&F CAPITAL ADVISORS LP

Gross asset value
$752M
Beneficial owners
33
ADV minimum commitment
$5M

Reported in Form ADV on Mar 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN, Cayman Islands
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Prime broker NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 8-15255

Filing source

Form ADV 1083546 · Mar 28, 2017 · Schedule D 7.B.(1), fund 805-3742416498

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Agemian Director
Sergey Fein Executive, Promoter
Scott Lennon Director
Matthew Rothman Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104