Form D · Biotechnology
ProPhase Labs, Inc.
Uniondale, NY · CIK 0000868278
Offering snapshot reported Aug 5, 2025 · SEC filing
- Reported sold
- $3M Offering amount: $6M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jul 22, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 5, 2025 | Initial | $3,000,000 | No comparison | 2 | SEC filing |
| Jul 7, 2025 | Initial | $1,000,000 | No comparison | 2 | SEC filing |
| Dec 28, 2015 | Initial | $1,500,000 | No comparison | 2 | SEC filing |
| Mar 26, 2010 | Initial | $2,923,200 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-553763
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Aug 5, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carolina Abenante | Director |
| Jason Barr | Director |
| Mark Burnett | Director |
| Robert V. Cuddihy, Jr. | Executive |
| John De Shazo | Director |
| Mark Frank | Director |
| Louis Geckel | Director |
| Louis Gleckel | Director |
| Warren Hirsch | Director |
| Ted Karkus | Director, Executive |
| Mark Leventhal | Director |
| James Mc Cubbin | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
626 Rxr Plaza, 6 Th Floor
Uniondale, NY, 11556
Uniondale, NY, 11556