Form D · Other Technology
QUANTUMSPHERE INC
Santa Ana, CA · CIK 0001280521
Offering snapshot reported Feb 14, 2014 · SEC filing
- Reported sold
- $4.5M Offering amount: $4.5M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 19, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$350,000 → $4,500,000
- Reported investors3 → 8
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 14, 2014 | Amendment | $4,500,000 | $4,150,000vs Jul 23, 2013 | 8 | SEC filing |
| Nov 22, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jul 23, 2013 | Initial | $350,000 | No comparison | 3 | SEC filing |
| Jun 21, 2013 | Initial | $500,000 | No comparison | 1 | SEC filing |
| Jun 20, 2013 | Initial | $1,167,500 | No comparison | 7 | SEC filing |
| Jun 20, 2013 | Initial | $955,000 | No comparison | 8 | SEC filing |
| Jun 20, 2013 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Jun 20, 2013 | Initial | $671,000 | No comparison | 17 | SEC filing |
| Dec 31, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 17, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 9, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 29, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 9, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 9, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-200071
Source: Form D, filed Feb 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Berman | Director |
| Thomas Candelaria | Executive |
| Douglas Carpenter | Executive |
| Patrick Deane | Executive |
| Laurence Dunn | Executive |
| Stephen C. Gillings | Executive |
| Steve Gillings | Executive |
| Marc H. Goroff | Director |
| Gregory L. Hrncir | Executive |
| Kevin D. Maloney | Director, Executive |
| Steven S. Meyers | Director |
| Francis C. Poli | Director |
| Robert S. Venable | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
2905 Tech Center Dr.
Santa Ana, CA, 92705
Santa Ana, CA, 92705