Form D · Other Energy

QUANTUM MATERIALS CORP.

San Marcos, TX · CIK 0001403570

Offering snapshot reported Nov 9, 2016 · SEC filing

Reported sold
$1.97M
Offering amount: $3M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 29, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$983K$1.97MApr 13, 2016: $1,395,000.00Apr 13, 2016Nov 9, 2016: $1,965,000.00Nov 9, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,395,000 → $1,965,000
  • Reported investors13 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2016Amendment$1,965,000$570,000vs Apr 13, 201619SEC filing
Apr 13, 2016Initial$1,395,000No comparison13SEC filing
Apr 28, 2015Initial$490,000No comparison5SEC filing
Aug 14, 2013Initial$87,000No comparison2SEC filing
Apr 18, 2013Initial$115,080No comparison6SEC filing
Jun 23, 2011Initial$55,000No comparison2SEC filing
Jul 22, 2010Initial$25,000No comparison1SEC filing

Offering details

Securities
Option to acquire, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$60K (estimated)
Finders' fees
$0
Form D file number
021-261245
Convertible debt
Excludes warrants

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roth Capital Partners LLP15407

Source: Form D, filed Nov 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Benjamin Director
Daniel Carlson Director
David Doderer Director, Executive
Robert A Glass Director, Executive
John A Heaton Director
Ghassan E Jabbour Executive
Craig Lindberg Executive
Brian Lukian Executive
Ray Martin Director
Sriram Peruvemba Director, Executive
Steven Squires Director, Executive
Stephen Squires Director, Executive, Promoter
Robin Squires Executive
Michael S Wong Director

Issuer details

Industry: Other Energy (See others in industry)

Address:
3055 Hunter Rd
San Marcos, TX, 78666