Form D · Other Technology
QSpex Technologies Inc
Alpharetta, GA · CIK 0001418588
Offering snapshot reported Apr 6, 2017 · SEC filing
- Reported sold
- $3.75M Offering amount: $3.75M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 31, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,150,000 → $3,750,000
- Reported investors5 → 20
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2017 | Amendment | $3,750,000 | $2,600,000vs Sep 12, 2016 | 20 | SEC filing |
| Dec 20, 2016 | Initial | $1,000,000 | No comparison | 3 | SEC filing |
| Sep 12, 2016 | Initial | $1,150,000 | No comparison | 5 | SEC filing |
| Jul 17, 2015 | Amendment | $34,467,000 | $5,292,000vs Dec 2, 2014 | 28 | SEC filing |
| Dec 2, 2014 | Amendment | $29,175,000 | $15,175,000vs Jan 30, 2014 | 27 | SEC filing |
| Jan 30, 2014 | Amendment | $14,000,000 | $12,000,000vs Oct 21, 2013 | 4 | SEC filing |
| Dec 12, 2013 | Amendment | $4,000,000 | $2,000,000vs Oct 21, 2013 | 4 | SEC filing |
| Oct 21, 2013 | Initial | $2,000,000 | No comparison | 4 | SEC filing |
| Oct 16, 2013 | Amendment | $8,000,000 | $2,000,000vs May 6, 2013 | 4 | SEC filing |
| May 6, 2013 | Amendment | $6,000,000 | $3,000,000vs Mar 21, 2013 | 4 | SEC filing |
| Mar 21, 2013 | Initial | $3,000,000 | No comparison | 4 | SEC filing |
| Oct 15, 2012 | Initial | $400,000 | No comparison | 1 | SEC filing |
| Jun 22, 2012 | Initial | $20,502,760 | No comparison | 13 | SEC filing |
| May 16, 2012 | Initial | $1,000,000 | No comparison | 3 | SEC filing |
| Apr 5, 2012 | Amendment | $3,000,000 | $1,500,000vs Mar 9, 2012 | 3 | SEC filing |
| Mar 9, 2012 | Initial | $1,500,000 | No comparison | 3 | SEC filing |
| Apr 27, 2011 | Initial | $6,000,000 | No comparison | 3 | SEC filing |
| Jul 12, 2010 | Initial | $115,000 | No comparison | 1 | SEC filing |
| Oct 27, 2009 | Initial | $12,000,000 | No comparison | 3 | SEC filing |
| Nov 13, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $160K
- Finders' fees
- $0
- Form D file number
- 021-270455
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Riverbank Capital Securities, Inc. | 135310 |
Source: Form D, filed Apr 6, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Anton | Director |
| Brett Craig | Director, Executive |
| Glenn Ellisor | Director |
| Glen Ellisor | Director |
| James Grootegoed | Director |
| John Lowery | Executive |
| John Lowry | Executive |
| Stephen Martin | Director |
| Timothy Mc Inerney | Promoter |
| Evan Melrose | Director |
| Karen Reid | Executive |
| Kai Su | Director, Executive |
| Martin Sutter | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1525 Bluegrass Lakes Pkwy
Alpharetta, GA, 30004
Alpharetta, GA, 30004