Form D · Other Investment Fund

QSI INDEX FUND, LLC

Boston, MA · CIK 0001546934

Offering snapshot reported Aug 9, 2016 · SEC filing

Reported sold
$243M
Offering amount: $243M
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 4, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$121M$243MApr 13, 2012: $120,000,000.00Apr 13, 2012Oct 25, 2012: $175,470,480.00Sep 20, 2013: $242,811,468.00Sep 20, 2013Sep 16, 2014: $242,811,468.00Sep 16, 2014Aug 12, 2015: $242,811,468.00Aug 12, 2015Aug 9, 2016: $242,811,468.00Aug 9, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 9, 2016Amendment$242,811,468$0vs Aug 12, 20158SEC filing
Aug 12, 2015Amendment$242,811,468$0vs Sep 16, 20148SEC filing
Sep 16, 2014Amendment$242,811,468$0vs Sep 20, 20138SEC filing
Sep 20, 2013Amendment$242,811,468$67,340,988vs Oct 25, 20128SEC filing
Oct 25, 2012Amendment$175,470,480$55,470,480vs Apr 13, 20127SEC filing
Apr 13, 2012Initial$120,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-176729
FUND TERMINATED

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
STATE STREET GLOBAL MARKETS, LLC30107

Source: Form D, filed Aug 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

QSI INDEX FUND, LLC

Investment adviser: SSGA FUNDS MANAGEMENT, INC.

Gross asset value
$300M
Beneficial owners
9
ADV minimum commitment
$20M

Reported in Form ADV on Mar 13, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: Yes
Marketer STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Filing source

Form ADV 1085336 · Mar 13, 2017 · Schedule D 7.B.(1), fund 805-5664465558

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alyssa Albertelli Executive
Ann Carpenter Executive
Cuan Coulter Director
Keith Crawford Executive
Lance Dial Executive
Maria Dwyer Director, Executive
Michael Fay Executive
Phillip Gillespie Executive
Shawn Johnson Director
Steven Lipiner Executive
Kristi Mitchem Executive
Juan Carlos Morales Executive
Ellen Needham Director, Executive
Sean O'malley Executive
James Ross Director
Barry Smith Director
Kevin Smith Executive
Matt Steinaway Executive
Joshua Weinberg Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
State Street Financial Center One Lincoln Street
Boston, MA, 02111