Form D · Other Investment Fund

QS Batterymarch Market Neutral Fund, LLC

New York, NY · CIK 0001457920

Offering snapshot reported Mar 11, 2015 · SEC filing

Reported sold
$5.7M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 20, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.85M$5.7MMar 6, 2013: $4,600,000.00Mar 6, 2013Mar 5, 2014: $4,700,000.00Mar 5, 2014Mar 11, 2015: $5,700,000.00Mar 11, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,700,000 → $5,700,000
  • Reported investors12 → 7
  • Minimum accepted$1,000,000 → $5,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2015Amendment$5,700,000$1,000,000vs Mar 5, 20147SEC filing
Mar 5, 2014Amendment$4,700,000$100,000vs Mar 6, 201312SEC filing
Mar 6, 2013Initial$4,600,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-192793
As of 1/31/2015, net assets amounted to approximately $5.7 million.

Source: Form D, filed Mar 11, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BATTERYMARCH MARKET NEUTRAL FUND, LLC

Investment adviser: QS BATTERYMARCH FINANCIAL MANAGEMENT, INC.

Gross asset value
$11.3M
Beneficial owners
7
ADV minimum commitment
$5M

Reported in Form ADV on Dec 15, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 962380 · Dec 15, 2015 · Schedule D 7.B.(1), fund 805-7812108604

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Batterymarch Financial Management, Inc. Executive
Philip Channen Executive
Jeremy Gauld Executive
N/A Qs Batterymarch Financial Management, Inc. Director
Robert Wang Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
880 Third Avenue 7 Th Floor
New York, NY, 10022